SEBI Investor Charter for Research Analysts
A charter outlining the mission, services, rights, and responsibilities of investors dealing with SEBI Registered Research Analysts.
A. Vision and Mission Statements
Vision: To protect the interests of investors by enabling fair, transparent, and unbiased research advisory in the securities market.
Mission: To produce objective research recommendations based on sound analytical frameworks, maintaining complete professional integrity.
B. Details of Business Transacted by Research Analyst
Publishing research reports based on independent fundamental and technical analysis.
Disclosing conflict of interest and ownership details transparently.
Providing research recommendations across equities, index derivatives, and commodities.
Maintaining complete record of research rationale, dispatches, and public appearances.
C. Rights of Investors
Right to receive unbiased, independent research reports based on verifiable facts and analysis.
Right to receive all statutory disclosures regarding analyst conflict of interest and holdings.
Right to transparent grievance redressal within statutory SEBI timelines.
Right to access the official SEBI SCORES portal and SMART ODR mechanism if grievances are not resolved satisfactorily.
D. Responsibilities of Investors
Always deal only with SEBI Registered Research Analysts and verify their registration number on the SEBI website.
Do not fall prey to fraudulent promises of assured returns, guaranteed profits, or unauthorized account handling.
Pay subscription fees only through legitimate banking channels / official payment gateways into the designated bank account of the Research Analyst.
Assess your own risk appetite, stop-loss discipline, and financial capacity before executing trades based on research.
Queries Regarding This Policy?
For compliance clarifications or investor rights verification, contact our Principal Officer & Compliance Desk at akshaykumar20121999@gmail.com or call +91 80531 61410.